SEC Form 5 · accession 0000002230-15-000020

ADAMS DIVERSIFIED EQUITY FUND, INC. · ADX

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — CFO & Treasurer

Period of report

Dec 31, 2014

Accepted (ET)

Jan 29, 2015 · 11:17 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000002230

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Dec 31, 2014	J	1,294	$0.00	A	7,310	I	By Issuer's Thrift Plan Trust
Common Stock^F3,F4	Dec 31, 2014	J	413	$0.00	A	12,014	D

No Table II lines on this filing.

F1These shares are held by the Issuer's Thrift Plan Trust and represent the undersigned's proportionate beneficial interest in the shares that were acquired by the Trustee as a result of periodic contributions and shares acquired through dividend reinvestment during the period from January 1, 2014 - December 31, 2014. The Issuer's stock traded in a range of $12.14 - $14.90 during that time.
F2The number of shares reported as held by the Issuer's Thrift Plan Trust represents the undersigned's proportionate beneficial interest in such stock held in the Trust. Such number is based on information as of December 31, 2014. This number includes the shares acquired in exempt transactions through periodic contributions made during 2014, shares acquired by the Trustee through dividend reinvestment, and changes in the number of shares previously reported due to fluctuations in the market price and interests in the Trust during 2014. The Issuer's stock traded in a range of $12.14 - $14.90 during 2014.
F3These shares were acquired in exempt transactions as a result of dividend reinvestment. The Issuer's stock traded in a range of $12.14 - $14.90 during 2014.
F4Of these shares, 552.1592 were acquired in an exempt transaction by gift and are held in a joint tenant account with a family member.