SEC Form 4 · accession 0000002230-15-000014
ADAMS DIVERSIFIED EQUITY FUND, INC. · ADX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Stephen Hook
Officer — CFO & Treasurer
Period of report
Jan 12, 2015
Accepted (ET)
Jan 14, 2015 · 12:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000002230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 12, 2015 | J | 1,119 | $0.00 | D | 12,357 | D | |
| Common StockF2 | Jan 12, 2015 | F | 756 | $13.58 | D | 11,601 | D | |
| Common Stock | holding | — | — | — | 6,016 | I | Issuer's Thrift Plan Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares of restricted stock were forfeited due to failure to achieve performance criteria on date of vest.
- F2Of these shares, 508.09 shares were acquired in exempt transactions by gift and are held in a joint tenant account with a family member.