SEC Form 4 · accession 0001354488-17-000417
BK Technologies Corp · BKTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy W O'Neil
Director
Period of report
Mar 14, 2017
Accepted (ET)
Mar 15, 2017 · 5:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000002186
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.60 per share | Mar 14, 2017 | M | 5,000 | $2.03 | A | 15,869 | D | |
| Common Stock, par value $0.60 per shareF1 | Mar 14, 2017 | F | 2,030 | $5.00 | D | 13,839 | D | |
| Common Stock, par value $0.60 per share | Mar 14, 2017 | M | 5,000 | $3.45 | A | 18,839 | D | |
| Common Stock, par value $0.60 per shareF1 | Mar 14, 2017 | F | 3,450 | $5.00 | D | 15,389 | D | |
| Common Stock, par value $0.60 per share | Mar 14, 2017 | M | 5,000 | $3.44 | A | 20,389 | D | |
| Common Stock, par value $0.60 per shareF1 | Mar 14, 2017 | F | 3,440 | $5.00 | D | 16,949 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $2.03 | Mar 14, 2017 | M | 5,000 | D | Apr 23, 2013 | May 22, 2017 | Common Stock | 5,000 | 0 | D |
| Stock Option (Right to Buy)F3 | $3.45 | Mar 14, 2017 | M | 5,000 | D | Apr 23, 2014 | May 22, 2018 | Common Stock | 5,000 | 0 | D |
| Stock Option (Right to Buy)F4 | $3.44 | Mar 14, 2017 | M | 5,000 | D | Apr 22, 2015 | May 20, 2019 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1Shares withheld by the Company in payment of the reporting person's exercise price under the stock option.
- F2The option became exercisable 100% on April 23, 2013.
- F3The option became exercisable 100% on April 23, 2014.
- F4The option became exercisable 100% on April 22, 2015.