SEC Form 4 · accession 0001144204-15-017467

BK Technologies Corp · BKTI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners

Joseph H Moglia

10% Owner

Fundamental Global Investors, LLC

10% Owner

Lewis M Johnson

10% Owner

Kyle Cerminara

10% Owner

Period of report

Mar 11, 2015

Accepted (ET)

Mar 20, 2015 · 2:13 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000002186

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, par value $0.01 per share^F1,F2	Mar 11, 2015	P	396	$5.65	A	547,568	I	Fundamental Global Partners, LP
Common Stock, par value $0.01 per share^F1,F2	Mar 11, 2015	P	804	$5.65	A	1,123,963	I	Fundamental Global Partners Master Fund, LP
Common Stock, par value $0.01 per share^F1,F2	Mar 12, 2015	P	561	$5.66	A	548,129	I	Fundamental Global Partners, LP
Common Stock, par value $0.01 per share^F1,F2	Mar 12, 2015	P	1,339	$5.66	A	1,125,302	I	Fundamental Global Partners Master Fund, LP
Common Stock, par value $0.01 per share^F1,F2	Mar 13, 2015	P	270	$5.69	A	548,399	I	Fundamental Global Partners, LP
Common Stock, par value $0.01 per share^F1,F2	Mar 13, 2015	P	648	$5.69	A	1,125,950	I	Fundamental Global Partners Master Fund, LP
Common Stock, par value $0.01 per share^F1,F2	Mar 16, 2015	P	788	$5.82	A	549,187	I	Fundamental Global Partners, LP
Common Stock, par value $0.01 per share^F1,F2	Mar 16, 2015	P	1,601	$5.82	A	1,127,551	I	Fundamental Global Partners Master Fund, LP
Common Stock, par value $0.01 per share^F1,F2	Mar 17, 2015	P	2,673	$5.73	A	551,860	I	Fundamental Global Partners, LP
Common Stock, par value $0.01 per share^F1,F2	Mar 17, 2015	P	5,427	$5.73	A	1,132,978	I	Fundamental Global Partners Master Fund, LP
Common Stock, par value $0.01 per share^F1,F2	Mar 18, 2015	P	1,785	$5.80	A	553,645	I	Fundamental Global Partners, LP
Common Stock, par value $0.01 per share^F1,F2	Mar 18, 2015	P	3,624	$5.80	A	1,136,602	I	Fundamental Global Partners Master Fund, LP
Common Stock, par value $0.01 per share^F1,F2	Mar 19, 2015	P	368	$6.06	A	554,013	I	Fundamental Global Partners, LP
Common Stock, par value $0.01 per share^F1,F2	Mar 19, 2015	P	748	$6.06	A	1,137,350	I	Fundamental Global Partners Master Fund, LP

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1The Reporting Persons beneficially own in the aggregate 1,691,363 shares of Common Stock, which represents approximately 12.4% of the Company's outstanding shares of Common Stock. FG Partners GP, LLC (the "Master Fund General Partner"), as general partner to Fundamental Global Partners Master Fund, LP (the "Master Fund"), and Fundamental Global Investors, LLC (the "Investment Manager"), as the investment manager to the Master Fund, may be deemed to be beneficial owners of 1,137,350 shares of Common Stock that are directly owned by the Master Fund. Fundamental Global Partners GP, LLC (the "General Partner"), as general partner of Fundamental Global Partners, LP (the "Fund"), and the Investment Manager, as the investment manager to the Fund, may be deemed to be beneficial owners of 554,013 shares of Common Stock that are directly owned by the Fund.
F2As principals of the General Partner, the Master Fund General Partner and/or the Investment Manager, Messrs. D. Kyle Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by the Fund and the Master Fund. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein.