SEC Form 4 · accession 0000950138-15-000714
BK Technologies Corp · BKTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Ryan Levenson
10% Owner · Other
Privet Fund LP
10% Owner · Other
Privet Fund Management LLC
10% Owner · Other
Period of report
Nov 30, 2015
Accepted (ET)
Dec 2, 2015 · 6:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000002186
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 30, 2015 | S | 25,000 | $4.08 | D | 2,301,748 | I | By Privet Fund LP |
| Common StockF1,F3 | Dec 1, 2015 | S | 100,000 | $4.01 | D | 2,201,748 | I | By Privet Fund LP |
| Common StockF1,F4 | Dec 2, 2015 | S | 32,700 | $4.01 | D | 2,169,048 | I | By Privet Fund LP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This report is filed jointly by Privet Fund LP, Privet Fund Management LLC and Ryan Levenson (collectively, the "Reporting Persons"). The Reporting Persons are filing this report because each of the Reporting Persons may be deemed to be a member of a Section 13(d) group disclosed in the Schedule 13D filed on behalf of the Reporting Persons and the other members of such group. As of June 20, 2013, the members of this Section 13(d) group collectively owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock held by the other members of such Section 13(d) group except to the extent of his or its pecuniary interest therein.
- F2As of November 30, 2015, 2,076,748 shares were owned directly by Privet Fund LP and indirectly by Privet Fund Management LLC and Ryan Levenson, and 225,000shares were owned by Privet Fund Management LLC and indirectly by Ryan Levenson.
- F3As of December 1, 2015, 1,976,748 shares were owned directly by Privet Fund LP and indirectly by Privet Fund Management LLC and Ryan Levenson, and 225,000 shares were owned directly by Privet Fund Management LLC and indirectly by Ryan Levenson.
- F4As of December 2, 2015, 1,944,048 shares were owned directly by Privet Fund LP and indirectly by Privet Fund Management LLC and Ryan levenson, and 225,000 shares were owned directly by Privet Fund Management LLC and indirectly by Ryan Levenson.