SEC Form 5 · accession 0000216851-19-000012
ADAMS NATURAL RESOURCES FUND, INC. · PEO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Enrique R Arzac
Director
Period of report
Dec 31, 2018
Accepted (ET)
Feb 11, 2019 · 2:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000216851
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 31, 2018 | A | 1,413 | $0.00 | A | 19,324 | D | |
| Common StockF2,F3 | Dec 31, 2018 | J | 117 | $0.00 | A | 19,441 | I | By Trust |
| Common StockF4 | Dec 31, 2018 | J | 1 | $0.00 | D | 19,440 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Of these shares, 707.970 shares accrued as dividend equivalents on deferred stock units (shares received in lieu of director retainer fees). An additional 705 shares accrued as dividend equivalents on 400 restricted stock units, which were granted in 2006 and deferred until 12/31/2018. The Issuer's stock traded in a range of $13.61 - $21.48 during 2018.
- F2These shares were acquired in exempt transactions as a result of dividend reinvestments. The Issuer's stock traded in a range of $13.61 - $21.48 during 2018.
- F3By the Enrique R. Arzac TTEE The Enrique R. Arzac TR UA DTD 12/28/2012 Trust.
- F4This fractional share was issued as part of DSU's (granted in lieu of a 2006 deferred cash retainer) & DE shares earned. The fractional share was surrendered as non-transferrable to a registered account.