SEC Form 5 · accession 0000216851-15-000011
ADAMS NATURAL RESOURCES FUND, INC. · PEO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Stephen Hook
Officer — CFO & Treasurer
Period of report
Dec 31, 2014
Accepted (ET)
Jan 29, 2015 · 1:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000216851
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 31, 2014 | J | 337 | $0.00 | A | 4,313 | I | By Issuer's Thrift Plan Trust |
| Common StockF3 | Dec 31, 2014 | J | 181 | $0.00 | A | 6,443 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are held by the Issuer's Thrift Plan Trust and represent the undersigned's proportionate beneficial interest in the shares that were acquired by the Trustee as a result of periodic contributions and shares acquired through dividend reinvestment during the period from January 1, 2014 - December 31, 2014. The Issuer's stock traded in a range of $21.50 - $31.62 during that time.
- F2The number of shares reported as held by the Issuer's Thrift Plan Trust represents the undersigned's proportionate beneficial interest in such stock held in the Trust. Such number is based on information as of December 31, 2014. This number includes the shares acquired in exempt transactions through periodic contributions made during 2014, shares acquired by the Trustee through dividend reinvestment, and changes in the number of shares previously reported due to fluctuations in the market price and interests in the Trust during 2014. The Issuer's stock traded in a range of $21.50 - $31.62 during 2104.
- F3These shares were acquired in exempt transactions as a result of dividend reinvestment. The Issuer's stock traded in a range of $21.50 - $31.62 during 2014.