SEC Form 4 · accession 0001225208-18-012491
COLGATE PALMOLIVE CO · CL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ian M Cook
Officer — Chairman & CEO · Director
Period of report
Aug 8, 2018
Accepted (ET)
Aug 10, 2018 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021665
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Aug 7, 2018 | G | 14,917 | $0.00 | D | 1,477,866 | D | |
| Common Stock | Aug 8, 2018 | M | 800,000 | $52.27 | A | 2,277,866 | D | |
| Common Stock | Aug 8, 2018 | F | 712,210 | $66.59 | D | 1,565,656 | D | |
| Common Stock | holding | — | — | — | 132,720 | I | By 2017 GRAT | |
| Common Stock | holding | — | — | — | 120,931 | I | By Issuer's 401(k) Plan Trustee |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F5 | $52.27 | Aug 8, 2018 | M | 800,000 | D | — | Sep 13, 2018 | Common Stock | 800,000 | 0 | D |
Explanation of responses
- F1Bona fide gift.
- F2This amount includes (i) a payment of 152,009 shares upon maturation of the reporting person's 2016 GRAT on May 4, 2018 and (ii) an annuity payment of 145,250 shares by the 2017 GRAT on May 14, 2018. All such shares were previously reported as indirectly beneficially owned.
- F3Exercise of stock options awarded under the issuer's employee stock option plan.
- F4The exercise price of the options and related tax withholding requirement were satisfied by the Company's withholding shares otherwise deliverable upon exercise of the options.
- F5Option became exercisable in one-third increments beginning on the first anniversary of the September 13, 2012 grant date.