SEC Form 4 · accession 0001225208-17-013250
COLGATE PALMOLIVE CO · CL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ian M Cook
Officer — Chairman, President & CEO · Director
Period of report
Aug 1, 2017
Accepted (ET)
Aug 3, 2017 · 4:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021665
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 1, 2017 | M | 710,000 | $45.23 | A | 1,734,023 | D | |
| Common Stock | Aug 1, 2017 | F | 583,059 | $71.70 | D | 1,150,964 | D | |
| Common Stock | holding | — | — | — | 41,839 | I | By 2015 GRAT | |
| Common Stock | holding | — | — | — | 152,009 | I | By 2016 GRAT | |
| Common Stock | holding | — | — | — | 277,970 | I | By 2017 GRAT | |
| Common Stock | holding | — | — | — | 117,309 | I | By Issuer's 401(k) Plan Trustee |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $45.23 | Aug 1, 2017 | M | 710,000 | D | — | Sep 8, 2017 | Common Stock | 710,000 | 0 | D |
Explanation of responses
- F1Exercise of stock options awarded under the issuer's employee stock option plan.
- F2The exercise price of the options and related tax withholding requirement were satisfied by the Company's withholding shares otherwise deliverable upon exercise of the options.
- F3Option became exercisable in one-third increments beginning on the first anniversary of the September 8, 2011 grant date.