SEC Form 4/A · accession 0001225208-17-010017
COLGATE PALMOLIVE CO · CL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Ellen M Hancock
Director
Period of report
May 16, 2017
Accepted (ET)
May 17, 2017 · 8:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021665
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 15, 2017 | M | 5,780 | $60.45 | A | 203,582 | D | |
| Common Stock | May 15, 2017 | A | 2,512 | $0.00 | A | 206,094 | D | |
| Common StockF5 | May 15, 2017 | S | 4,920 | $71.7506 | D | 201,174 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F6 | $60.45 | May 15, 2017 | M | 5,780 | D | — | May 13, 2019 | Common Stock | 5,780 | 0 | D |
| Stock Option (Right to Buy)F8 | $71.65 | May 15, 2017 | A | 5,703 | A | May 15, 2018 | May 15, 2023 | Common Stock | 5,703 | 5,703 | D |
Explanation of responses
- F1This amendment is filed solely to report the transactions that were inadvertently omitted from the Reporting Person's Form 4 filed on May 17, 2017.
- F2Exercise of stock options awarded under the issuer's incentive compensation plan.
- F3Annual director stock grant under the issuer's incentive compensation plan.
- F4Sale of shares with a portion of the proceeds delivered to the issuer for payment of the exercise price of options under the issuer's incentive compensation plan.
- F5Weighted average price, as these shares were sold in multiple transactions at prices ranging from $71.75 to $71.76, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, additional information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F6Option became exercisable in one-third increments beginning on the first anniversary of the May 13, 2013 grant date.
- F7Annual director stock option grant under the issuer's incentive compensation plan.
- F8Option becomes exercisable in one-third increments beginning on the first anniversary of the grant date.
Remarks
Amended filing to include reportable transactions. The original filing omitted these transactions and only reported her balance.