SEC Form 4 · accession 0001123292-17-000909
COLGATE PALMOLIVE CO · CL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard J Kogan
Director
Period of report
May 8, 2017
Accepted (ET)
May 10, 2017 · 5:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021665
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 8, 2017 | M | 8,000 | $30.55 | A | 73,065 | D | |
| Common StockF3 | May 8, 2017 | S | 8,000 | $71.9188 | D | 65,065 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $30.55 | May 8, 2017 | M | 8,000 | D | — | Feb 17, 2019 | Common Stock | 8,000 | 0 | D |
Explanation of responses
- F1Exercise of stock options awarded under the issuer's Non-Employee Director Stock Option Plan.
- F2Sale of shares with a portion of the proceeds delivered to the issuer for payment of the exercise price of options under the issuer's Non-Employee Director Stock Option Plan.
- F3Weighted average price, as these shares were sold in multiple transactions at prices ranging from $71.86 to $71.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, additional information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F4Option became exercisable in one-third increments beginning on the first anniversary of the February 17, 2009 grant date.