SEC Form 4 · accession 0001123292-17-000843
COLGATE PALMOLIVE CO · CL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel B Marsili
Officer — Sr. VP Global Human Resources
Period of report
Apr 17, 2017
Accepted (ET)
Apr 19, 2017 · 4:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021665
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 17, 2017 | M | 14,000 | $45.23 | A | 73,904 | D | |
| Common StockF3 | Apr 17, 2017 | S | 14,000 | $73.9681 | D | 59,904 | D | |
| Common Stock | holding | — | — | — | 25,180 | I | By Issuer's 401(k) Plan Trustee |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $45.23 | Apr 17, 2017 | M | 14,000 | D | — | Sep 8, 2017 | Common Stock | 14,000 | 21,000 | D |
Explanation of responses
- F1Exercise of stock options awarded under the issuer's employee stock option plan. This transaction was effected pursuant to a Rule 10b5-1 trading plan.
- F2Sale of shares with a portion of the proceeds delivered to the issuer for payment of the exercise price of options under the issuer's employee stock option plan and the related tax withholding. This transaction was effected pursuant to a Rule 10b5-1 trading plan.
- F3Weighted average price, as these shares were sold in multiple transactions at prices ranging from $73.92 to $74.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, additional information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F4Option became exercisable in one-third increments beginning on the first anniversary of the September 8, 2011 grant date.