SEC Form 4 · accession 0001123292-16-003078
COLGATE PALMOLIVE CO · CL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patricia Verduin
Officer — Chief Technology Officer
Period of report
Dec 15, 2016
Accepted (ET)
Dec 19, 2016 · 4:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021665
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 15, 2016 | M | 3,834 | $45.23 | A | 54,791 | D | |
| Common Stock | Dec 15, 2016 | S | 3,834 | $65.66 | D | 50,957 | D | |
| Common Stock | holding | — | — | — | 7,014 | I | By Issuer's 401(k) Plan Trustee |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $45.23 | Dec 15, 2016 | M | 3,834 | D | — | Sep 8, 2017 | Common Stock | 3,834 | 30,664 | D |
Explanation of responses
- F1Exercise of stock options awarded under the issuer's employee stock option plan. This transaction was effected pursuant to a Rule 10b5-1 trading plan.
- F2Sale of shares with a portion of the proceeds delivered to the issuer for payment of the exercise price of options under the issuer's employee stock option plan and the related tax withholding. This transaction was effected pursuant to a Rule 10b5-1 trading plan.
- F3Option became exercisable in one-third increments beginning on the first anniversary of the September 8, 2011 grant date.