SEC Form 4 · accession 0001123292-16-002577
COLGATE PALMOLIVE CO · CL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen I Sadove
Director
Period of report
Aug 8, 2016
Accepted (ET)
Aug 10, 2016 · 5:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021665
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 8, 2016 | M | 803 | $34.17 | A | 26,474 | D | |
| Common Stock | Aug 8, 2016 | M | 8,000 | $37.46 | A | 34,474 | D | |
| Common StockF2 | Aug 8, 2016 | S | 8,803 | $74.2846 | D | 25,671 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $34.17 | Aug 8, 2016 | M | 803 | D | — | Jul 12, 2017 | Common Stock | 803 | 0 | D |
| Stock Option (Right to Buy)F4 | $37.46 | Aug 8, 2016 | M | 8,000 | D | — | Feb 19, 2018 | Common Stock | 8,000 | 0 | D |
Explanation of responses
- F1Exercise of stock options awarded under the issuer's Non-Employee Director Stock Option Plan.
- F2Weighted average price, as these shares were sold in multiple transactions at prices ranging from $74.26 to $74.33, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, additional information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3Option became exercisable in one-third increments beginning on the first anniversary of the July 12, 2007 grant date.
- F4Option became exercisable in one-third increments beginning on the first anniversary of the February 19, 2008 grant date.