SEC Form 4 · accession 0001123292-16-001773
COLGATE PALMOLIVE CO · CL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis J Hickey
Officer — Chief Financial Officer
Period of report
Feb 17, 2016
Accepted (ET)
Feb 19, 2016 · 5:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021665
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 17, 2016 | M | 64,000 | $38.29 | A | 430,861 | D | |
| Common StockF3 | Feb 17, 2016 | S | 50,697 | $67.0474 | D | 380,164 | D | |
| Common Stock | Feb 18, 2016 | A | 12,329 | $0.00 | A | 392,493 | D | |
| Common Stock | holding | — | — | — | 53,796 | I | By Issuer's 401(k) Plan Trustee |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F5 | $38.29 | Feb 17, 2016 | M | 64,000 | D | — | Sep 16, 2016 | Common Stock | 64,000 | 0 | D |
Explanation of responses
- F1Exercise of stock options awarded under the issuer's employee stock option plan.
- F2Sale of shares with proceeds delivered to the issuer for payment of the exercise price of options under the issuer's employee stock option plan and the related tax withholding.
- F3Weighted average price, as these shares were sold in multiple transactions at prices ranging from $66.975 to $67.19, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, additional information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F4Restricted stock unit award granted under the issuer's incentive compensation plan.
- F5Option became exercisable in one-third increments beginning on the first anniversary of the September 16, 2010 grant date.