SEC Form 4 · accession 0001123292-15-001100
COLGATE PALMOLIVE CO · CL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ian M Cook
Officer — Chairman, President & CEO · Director
Period of report
Aug 13, 2015
Accepted (ET)
Aug 17, 2015 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021665
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Aug 5, 2015 | G | 5,008 | $0.00 | D | 1,180,879 | D | |
| Common Stock | Aug 5, 2015 | G | 5,008 | $0.00 | D | 1,175,871 | D | |
| Common Stock | Aug 13, 2015 | M | 710,000 | $36.61 | A | 1,885,871 | D | |
| Common Stock | Aug 13, 2015 | F | 552,203 | $67.66 | D | 1,333,668 | D | |
| Common Stock | holding | — | — | — | 73,476 | I | By 2014 GRAT | |
| Common Stock | holding | — | — | — | 106,527 | I | By Issuer's 401(k) Plan Trustee |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F5 | $36.61 | Aug 13, 2015 | M | 710,000 | D | — | Sep 10, 2015 | Common Stock | 710,000 | 0 | D |
Explanation of responses
- F1Bona fide gift.
- F2This amount includes a payment of 66,726 shares upon maturation of the reporting person's 2013 GRAT on August 5, 2015. These shares were previously reported as indirectly beneficially owned.
- F3Exercise of stock options awarded under the issuer's employee stock option plan.
- F4The exercise price of the options and related tax withholding requirement were satisfied by the Company's withholding shares otherwise deliverable upon exercise of the options.
- F5Option became exercisable in one-third increments beginning on the first anniversary of the September 10, 2009 grant date.