SEC Form 4 · accession 0001123292-15-000309
COLGATE PALMOLIVE CO · CL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Delano E Lewis
Director
Period of report
Feb 3, 2015
Accepted (ET)
Feb 5, 2015 · 5:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021665
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 20, 2014 | G | 750 | $0.00 | D | 23,071 | D | |
| Common Stock | Dec 9, 2014 | G | 75 | $0.00 | D | 22,996 | D | |
| Common Stock | Dec 11, 2014 | G | 75 | $0.00 | D | 22,921 | D | |
| Common Stock | Dec 12, 2014 | G | 150 | $0.00 | D | 22,771 | D | |
| Common Stock | Feb 3, 2015 | M | 2,667 | $42.49 | A | 25,438 | D | |
| Common Stock | Feb 3, 2015 | M | 2,333 | $49.50 | A | 27,771 | D | |
| Common Stock | Feb 3, 2015 | M | 1,926 | $60.45 | A | 29,697 | D | |
| Common StockF4 | Feb 3, 2015 | S | 6,926 | $68.73 | D | 22,771 | D | |
| Common StockF8 | Feb 5, 2015 | S | 2,300 | $70.0187 | D | 20,471 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F5 | $42.49 | Feb 3, 2015 | M | 2,667 | D | — | May 9, 2017 | Common Stock | 2,667 | 0 | D |
| Stock Option (Right to Buy)F6 | $49.50 | Feb 3, 2015 | M | 2,333 | D | — | May 14, 2018 | Common Stock | 2,333 | 2,334 | D |
| Stock Option (Right to Buy)F7 | $60.45 | Feb 3, 2015 | M | 1,926 | D | — | May 13, 2019 | Common Stock | 1,926 | 3,854 | D |
Explanation of responses
- F1Represents a bona fide gift.
- F2Exercise of stock options awarded under the issuer's Non-Employee Director Stock Option Plan.
- F3Sale of shares with a portion of the proceeds delivered to the issuer for payment of the exercise price of options under the issuer's Non-Employee Director Stock Option Plan.
- F4Weighted average price, as these shares were sold in multiple transactions at prices ranging from $68.73 to $68.7425, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, additional information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F5Option became exercisable in one-third increments beginning on the first anniversary of the May 9, 2011 grant date.
- F6Option became exercisable in one-third increments beginning on the first anniversary of the May 14, 2012 grant date.
- F7Option became exercisable in one-third increments beginning on the first anniversary of the May 13, 2013 grant date.
- F8Weighted average price, as these shares were sold in multiple transactions at prices ranging from $70.0025 to $70.0398, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, additional information regarding the number of shares sold at each separate price within the range set forth in this footnote.