SEC Form 4 · accession 0001123292-15-000164
COLGATE PALMOLIVE CO · CL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew D Hendry
Officer — Vice Chairman
Period of report
Jan 13, 2015
Accepted (ET)
Jan 15, 2015 · 5:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021665
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 13, 2015 | M | 10,000 | $36.61 | A | 218,226 | D | |
| Common StockF3 | Jan 13, 2015 | S | 10,000 | $68.7333 | D | 208,226 | D | |
| Common Stock | holding | — | — | — | 7,236 | I | By Issuer's 401(k) Plan Trustee | |
| Common StockF4 | holding | — | — | — | 7,522 | I | By Son | |
| Common StockF4 | holding | — | — | — | 1,576 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $36.61 | Jan 13, 2015 | M | 10,000 | D | Sep 10, 2012 | Sep 10, 2015 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1Exercise of stock options awarded under the issuer's employee stock option plan. This transaction was effected pursuant to a Rule 10b5-1 trading plan.
- F2Sale of shares with a portion of the proceeds delivered to the issuer for payment of the exercise price of options under the issuer's employee stock option plan and the related tax withholding. This transaction was effected pursuant to a Rule 10b5-1 trading plan.
- F3Weighted average price, as these shares were sold in multiple transactions at prices ranging from $68.515 to $68.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, additional information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F4The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.