SEC Form 4 · accession 0000899243-16-025266
MEDIA GENERAL INC · NYSE: MEG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John R Muse
Director
Period of report
Jul 14, 2016
Accepted (ET)
Jul 18, 2016 · 8:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000216539
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Voting Common StockF2 | Jul 14, 2016 | S | 2,216 | $17.852 | D | 48,271 | D | |
| Voting Common StockF2,F4,F5,F6 | Jul 14, 2016 | S | 8 | $17.852 | D | 8,308,330 | I | See Footnotes |
| Voting Common StockF2,F6,F8 | Jul 14, 2016 | S | 61 | $17.852 | D | 8,308,269 | I | See Footnotes |
| Voting Common StockF2,F10,F11 | Jul 14, 2016 | S | 109,977 | $17.852 | D | 8,198,292 | I | See Footnotes |
| Voting Common StockF2,F11,F13 | Jul 14, 2016 | S | 1,438 | $17.852 | D | 8,196,854 | I | See Footnotes |
| Voting Common StockF2,F11,F15 | Jul 14, 2016 | S | 28,476 | $17.852 | D | 8,168,378 | I | See Footnotes |
| Voting Common StockF2,F11,F17 | Jul 14, 2016 | S | 192 | $17.852 | D | 8,168,186 | I | See Footnotes |
| Voting Common StockF2,F11,F19 | Jul 14, 2016 | S | 442 | $17.852 | D | 8,167,744 | I | See Footnotes |
| Voting Common StockF2,F11,F21 | Jul 14, 2016 | S | 1,530 | $17.852 | D | 8,166,214 | I | See Footnotes |
| Voting Common StockF2,F11,F23 | Jul 14, 2016 | S | 60 | $17.852 | D | 8,166,154 | I | See Footnotes |
| Voting Common StockF25 | Jul 15, 2016 | S | 1,963 | $17.751 | D | 46,308 | D | |
| Voting Common StockF25,F6,F27 | Jul 15, 2016 | S | 7 | $17.751 | D | 8,166,147 | I | See Footnotes |
| Voting Common StockF25,F6,F29 | Jul 15, 2016 | S | 53 | $17.751 | D | 8,166,094 | I | See Footnotes |
| Voting Common StockF25,F11,F31 | Jul 15, 2016 | S | 97,367 | $17.751 | D | 8,068,727 | I | See Footnotes |
| Voting Common StockF25,F11,F33 | Jul 15, 2016 | S | 1,273 | $17.751 | D | 8,067,454 | I | See Footnotes |
| Voting Common StockF25,F11,F35 | Jul 15, 2016 | S | 25,211 | $17.751 | D | 8,042,243 | I | See Footnotes |
| Voting Common StockF25,F11,F37 | Jul 15, 2016 | S | 170 | $17.751 | D | 8,042,073 | I | See Footnotes |
| Voting Common StockF25,F11,F39 | Jul 15, 2016 | S | 391 | $17.751 | D | 8,041,682 | I | See Footnotes |
| Voting Common StockF25,F11,F41 | Jul 15, 2016 | S | 1,355 | $17.751 | D | 8,040,327 | I | See Footnotes |
| Voting Common StockF25,F11,F43 | Jul 15, 2016 | S | 53 | $17.751 | D | 8,040,274 | I | See Footnotes |
| Voting Common StockF45 | Jul 18, 2016 | S | 582 | $17.6934 | D | 45,726 | D | |
| Voting Common StockF45,F6,F47 | Jul 18, 2016 | S | 17 | $17.6934 | D | 8,040,257 | I | See Footnotes |
| Voting Common StockF45,F11,F49 | Jul 18, 2016 | S | 28,889 | $17.6934 | D | 8,011,368 | I | See Footnotes |
| Voting Common StockF45,F11,F51 | Jul 18, 2016 | S | 379 | $17.6934 | D | 8,010,989 | I | See Footnotes |
| Voting Common StockF45,F11,F53 | Jul 18, 2016 | S | 7,480 | $17.6934 | D | 8,003,509 | I | See Footnotes |
| Voting Common StockF45,F11,F55 | Jul 18, 2016 | S | 49 | $17.6934 | D | 8,003,460 | I | See Footnotes |
| Voting Common StockF45,F11,F57 | Jul 18, 2016 | S | 116 | $17.6934 | D | 8,003,344 | I | See Footnotes |
| Voting Common StockF45,F11,F59 | Jul 18, 2016 | S | 401 | $17.6934 | D | 8,002,943 | I | See Footnotes |
| Voting Common StockF45,F11,F61 | Jul 18, 2016 | S | 16 | $17.6934 | D | 8,002,927 | I | See Footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On July 14, 2016, Mr. Muse sold 2,216 shares of Voting Common Stock pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan").
- F10Of the 8,198,292 shares of Voting Common Stock, (a) 486 shares are directly owned by MFE, (b) 3,514 shares are directly owned by JRM, (c) 6,316,373 shares are directly owned by Fund III, (d) 84,036 shares are directly owned by HM3 Coinvestors, (e) 1,663,964 shares are directly owned by Fund IV, (f) 11,192 shares are directly owned by Private Fund IV, (g) 25,822 shares are directly owned by HM4-EQ Coinvestors, (h) 89,401 shares are directly owned by HM&Co. and (i) 3,504 shares are directly owned by HMCP I.
- F11Mr. Muse is an executive officer of the ultimate general partner of each of Fund III, HM3 Coinvestors, Fund IV, Private Fund IV, HM4-EQ Coinvestors, HM&Co. and HMCP I. In addition, Mr. Muse is a voting member of a two-person committee that exercises voting and dispositive power over the issuer's securities held by the ultimate general partner of each of Fund III, HM3 Coinvestors, Fund IV, Private Fund IV, HM4-EQ Coinvestors, HM&Co. and HMCP I. Accordingly, Mr. Muse may be deemed to beneficially own all of the issuer's securities held directly by Fund III, HM3 Coinvestors, Private Fund IV, Fund IV, HM4-EQ Coinvestors, HM&Co. and HMCP I. However, Mr. Muse disclaims beneficial ownership of the issuer's securities held by Fund III, HM3 Coinvestors, Fund IV, Private Fund IV, HM4-EQ Coinvestors, HM&Co. and HMCP I except to the extent of his pecuniary interest therein.
- F12On July 14, 2016, HM3 Coinvestors sold 1,438 shares of Voting Common Stock pursuant to the 10b5-1 Plan.
- F13Of the 8,196,854 shares of Voting Common Stock, (a) 486 shares are directly owned by MFE, (b) 3,514 shares are directly owned by JRM, (c) 6,316,373 shares are directly owned by Fund III, (d) 82,598 shares are directly owned by HM3 Coinvestors, (e) 1,663,964 shares are directly owned by Fund IV, (f) 11,192 shares are directly owned by Private Fund IV, (g) 25,822 shares are directly owned by HM4-EQ Coinvestors, (h) 89,401 shares are directly owned by HM&Co. and (i) 3,504 shares are directly owned by HMCP I.
- F14On July 14, 2016, Fund IV sold 28,476 shares of Voting Common Stock pursuant to the 10b5-1 Plan.
- F15Of the 8,168,378 shares of Voting Common Stock, (a) 486 shares are directly owned by MFE, (b) 3,514 shares are directly owned by JRM, (c) 6,316,373 shares are directly owned by Fund III, (d) 82,598 shares are directly owned by HM3 Coinvestors, (e) 1,635,488 shares are directly owned by Fund IV, (f) 11,192 shares are directly owned by Private Fund IV, (g) 25,822 shares are directly owned by HM4-EQ Coinvestors, (h) 89,401 shares are directly owned by HM&Co. and (i) 3,504 shares are directly owned by HMCP I.
- F16On July 14, 2016, Private Fund IV sold 192 shares of Voting Common Stock pursuant to the 10b5-1 Plan.
- F17Of the 8,168,186 shares of Voting Common Stock, (a) 486 shares are directly owned by MFE, (b) 3,514 shares are directly owned by JRM, (c) 6,316,373 shares are directly owned by Fund III, (d) 82,598 shares are directly owned by HM3 Coinvestors, (e) 1,635,488 shares are directly owned by Fund IV, (f) 11,000 shares are directly owned by Private Fund IV, (g) 25,822 shares are directly owned by HM4-EQ Coinvestors, (h) 89,401 shares are directly owned by HM&Co. and (i) 3,504 shares are directly owned by HMCP I.
- F18On July 14, 2016, HM4-EQ Coinvestors sold 442 shares of Voting Common Stock pursuant to the 10b5-1 Plan.
- F19Of the 8,167,744 shares of Voting Common Stock, (a) 486 shares are directly owned by MFE, (b) 3,514 shares are directly owned by JRM, (c) 6,316,373 shares are directly owned by Fund III, (d) 82,598 shares are directly owned by HM3 Coinvestors, (e) 1,635,488 shares are directly owned by Fund IV, (f) 11,000 shares are directly owned by Private Fund IV, (g) 25,380 shares are directly owned by HM4-EQ Coinvestors, (h) 89,401 shares are directly owned by HM&Co. and (i) 3,504 shares are directly owned by HMCP I.
- F2The shares were sold in multiple trades at prices ranging from $17.69 to $17.92. The price reported above reflects the weighted average sale price. Mr. Muse hereby undertakes to provide to the Securities and Exchange Commission staff (the "Staff"), the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- F20On July 14, 2016, HM&Co. sold 1,530 shares of Voting Common Stock pursuant to the 10b5-1 Plan.
- F21Of the 8,166,214 shares of Voting Common Stock, (a) 486 shares are directly owned by MFE, (b) 3,514 shares are directly owned by JRM, (c) 6,316,373 shares are directly owned by Fund III, (d) 82,598 shares are directly owned by HM3 Coinvestors, (e) 1,635,488 shares are directly owned by Fund IV, (f) 11,000 shares are directly owned by Private Fund IV, (g) 25,380 shares are directly owned by HM4-EQ Coinvestors, (h) 87,871 shares are directly owned by HM&Co. and (i) 3,504 shares are directly owned by HMCP I.
- F22On July 14, 2016, HMCP I sold 60 shares of Voting Common Stock pursuant to the 10b5-1 Plan.
- F23Of the 8,166,154 shares of Voting Common Stock, (a) 486 shares are directly owned by MFE, (b) 3,514 shares are directly owned by JRM, (c) 6,316,373 shares are directly owned by Fund III, (d) 82,598 shares are directly owned by HM3 Coinvestors, (e) 1,635,488 shares are directly owned by Fund IV, (f) 11,000 shares are directly owned by Private Fund IV, (g) 25,380 shares are directly owned by HM4-EQ Coinvestors, (h) 87,871 shares are directly owned by HM&Co. and (i) 3,444 shares are directly owned by HMCP I.
- F24On July 15, 2016, Mr. Muse sold 1,963 shares of Voting Common Stock pursuant to the 10b5-1 Plan.
- F25The shares were sold in multiple trades at prices ranging from $17.59 to $17.92. The price reported above reflects the weighted average sale price. Mr. Muse hereby undertakes to provide to the Staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- F26On July 15, 2016, MFE sold 7 shares of Voting Common Stock pursuant to the 10b5-1 Plan.
- F27Of the 8,166,147 shares of Voting Common Stock, (a) 479 shares are directly owned by MFE, (b) 3,514 shares are directly owned by JRM, (c) 6,316,373 shares are directly owned by Fund III, (d) 82,598 shares are directly owned by HM3 Coinvestors, (e) 1,635,488 shares are directly owned by Fund IV, (f) 11,000 shares are directly owned by Private Fund IV, (g) 25,380 shares are directly owned by HM4-EQ Coinvestors, (h) 87,871 shares are directly owned by HM&Co. and (i) 3,444 shares are directly owned by HMCP I.
- F28On July 15, 2016, JRM sold 53 shares of Voting Common Stock pursuant to the 10b5-1 Plan.
- F29Of the 8,166,094 shares of Voting Common Stock, (a) 479 shares are directly owned by MFE, (b) 3,461 shares are directly owned by JRM, (c) 6,316,373 shares are directly owned by Fund III, (d) 82,598 shares are directly owned by HM3 Coinvestors, (e) 1,635,488 shares are directly owned by Fund IV, (f) 11,000 shares are directly owned by Private Fund IV, (g) 25,380 shares are directly owned by HM4-EQ Coinvestors, (h) 87,871 shares are directly owned by HM&Co. and (i) 3,444 shares are directly owned by HMCP I.
- F3On July 14, 2016, Muse Family Enterprises, Ltd., a Texas limited partnership ("MFE"), sold 8 shares of Voting Common Stock pursuant to the 10b5-1 Plan.
- F30On July 15, 2016, Fund III sold 97,367 shares of Voting Common Stock pursuant to the 10b5-1 Plan.
- F31Of the 8,068,727 shares of Voting Common Stock, (a) 479 shares are directly owned by MFE, (b) 3,461 shares are directly owned by JRM, (c) 6,219,006 shares are directly owned by Fund III, (d) 82,598 shares are directly owned by HM3 Coinvestors, (e) 1,635,488 shares are directly owned by Fund IV, (f) 11,000 shares are directly owned by Private Fund IV, (g) 25,380 shares are directly owned by HM4-EQ Coinvestors, (h) 87,871 shares are directly owned by HM&Co. and (i) 3,444 shares are directly owned by HMCP I.
- F32On July 15, 2016, HM3 Coinvestors sold 1,273 shares of Voting Common Stock pursuant to the 10b5-1 Plan.
- F33Of the 8,067,454 shares of Voting Common Stock, (a) 479 shares are directly owned by MFE, (b) 3,461 shares are directly owned by JRM, (c) 6,219,006 shares are directly owned by Fund III, (d) 81,325 shares are directly owned by HM3 Coinvestors, (e) 1,635,488 shares are directly owned by Fund IV, (f) 11,000 shares are directly owned by Private Fund IV, (g) 25,380 shares are directly owned by HM4-EQ Coinvestors, (h) 87,871 shares are directly owned by HM&Co. and (i) 3,444 shares are directly owned by HMCP I.
- F34On July 15, 2016, Fund IV sold 25,211 shares of Voting Common Stock pursuant to the 10b5-1 Plan.
- F35Of the 8,042,243 shares of Voting Common Stock, (a) 479 shares are directly owned by MFE, (b) 3,461 shares are directly owned by JRM, (c) 6,219,006 shares are directly owned by Fund III, (d) 81,325 shares are directly owned by HM3 Coinvestors, (e) 1,610,277 shares are directly owned by Fund IV, (f) 11,000 shares are directly owned by Private Fund IV, (g) 25,380 shares are directly owned by HM4-EQ Coinvestors, (h) 87,871 shares are directly owned by HM&Co. and (i) 3,444 shares are directly owned by HMCP I.
- F36On July 15, 2016, Private Fund IV sold 170 shares of Voting Common Stock pursuant to the 10b5-1 Plan.
- F37Of the 8,042,073 shares of Voting Common Stock, (a) 479 shares are directly owned by MFE, (b) 3,461 shares are directly owned by JRM, (c) 6,219,006 shares are directly owned by Fund III, (d) 81,325 shares are directly owned by HM3 Coinvestors, (e) 1,610,277 shares are directly owned by Fund IV, (f) 10,830 shares are directly owned by Private Fund IV, (g) 25,380 shares are directly owned by HM4-EQ Coinvestors, (h) 87,871 shares are directly owned by HM&Co. and (i) 3,444 shares are directly owned by HMCP I.
- F38On July 15, 2016, HM4-EQ Coinvestors sold 391 shares of Voting Common Stock pursuant to the 10b5-1 Plan.
- F39Of the 8,041,682 shares of Voting Common Stock, (a) 479 shares are directly owned by MFE, (b) 3,461 shares are directly owned by JRM, (c) 6,219,006 shares are directly owned by Fund III, (d) 81,325 shares are directly owned by HM3 Coinvestors, (e) 1,610,277 shares are directly owned by Fund IV, (f) 10,830 shares are directly owned by Private Fund IV, (g) 24,989 shares are directly owned by HM4-EQ Coinvestors, (h) 87,871 shares are directly owned by HM&Co. and (i) 3,444 shares are directly owned by HMCP I.
- F4Of the 8,308,330 shares of Voting Common Stock, (a) 486 shares are directly owned by MFE, (b) 3,575 shares are directly owned by JRM Interim Investors, L.P., a Texas limited partnership ("JRM"), (c) 6,426,350 shares are directly owned by Hicks, Muse, Tate & Furst Equity Fund III, L.P., a Delaware limited partnership ("Fund III"), (d) 84,036 shares are directly owned by HM3 Coinvestors, L.P., a Texas limited partnership ("HM3 Coinvestors"), (e) 1,663,964 shares are directly owned by Hicks, Muse, Tate & Furst Equity Fund IV, L.P., a Delaware limited partnership ("Fund IV"), (f) 11,192 shares are directly owned by Hicks, Muse, Tate & Furst Private Equity Fund IV, L.P., a Delaware limited partnership ("Private Fund IV"), (g) 25,822 shares are directly owned by HM4-EQ Coinvestors, L.P., a Texas limited partnership ("HM4-EQ Coinvestors"), (h) 89,401 shares are directly owned by Hicks, Muse & Co. Partners, L.P., a Texas limited partnership ("HM&Co."), (Continued in footnote 5)
- F40On July 15, 2016, HM&Co. sold 1,355 shares of Voting Common Stock pursuant to the 10b5-1 Plan.
- F41Of the 8,040,327 shares of Voting Common Stock, (a) 479 shares are directly owned by MFE, (b) 3,461 shares are directly owned by JRM, (c) 6,219,006 shares are directly owned by Fund III, (d) 81,325 shares are directly owned by HM3 Coinvestors, (e) 1,610,277 shares are directly owned by Fund IV, (f) 10,830 shares are directly owned by Private Fund IV, (g) 24,989 shares are directly owned by HM4-EQ Coinvestors, (h) 86,516 shares are directly owned by HM&Co. and (i) 3,444 shares are directly owned by HMCP I.
- F42On July 15, 2016, HMCP I sold 53 shares of Voting Common Stock pursuant to the 10b5-1 Plan.
- F43Of the 8,040,274 shares of Voting Common Stock, (a) 479 shares are directly owned by MFE, (b) 3,461 shares are directly owned by JRM, (c) 6,219,006 shares are directly owned by Fund III, (d) 81,325 shares are directly owned by HM3 Coinvestors, (e) 1,610,277 shares are directly owned by Fund IV, (f) 10,830 shares are directly owned by Private Fund IV, (g) 24,989 shares are directly owned by HM4-EQ Coinvestors, (h) 86,516 shares are directly owned by HM&Co. and (i) 3,391 shares are directly owned by HMCP I.
- F44On July 18, 2016, Mr. Muse sold 582 shares of Voting Common Stock pursuant to the 10b5-1 Plan.
- F45The shares were sold in multiple trades at prices ranging from $17.63 to $17.74. The price reported above reflects the weighted average sale price. Mr. Muse hereby undertakes to provide to the Staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- F46On July 18, 2016, JRM sold 17 shares of Voting Common Stock pursuant to the 10b5-1 Plan.
- F47Of the 8,040,257 shares of Voting Common Stock, (a) 479 shares are directly owned by MFE, (b) 3,444 shares are directly owned by JRM, (c) 6,219,006 shares are directly owned by Fund III, (d) 81,325 shares are directly owned by HM3 Coinvestors, (e) 1,610,277 shares are directly owned by Fund IV, (f) 10,830 shares are directly owned by Private Fund IV, (g) 24,989 shares are directly owned by HM4-EQ Coinvestors, (h) 86,516 shares are directly owned by HM&Co. and (i) 3,391 shares are directly owned by HMCP I.
- F48On July 18, 2016, Fund III sold 28,889 shares of Voting Common Stock pursuant to the 10b5-1 Plan.
- F49Of the 8,011,368 shares of Voting Common Stock, (a) 479 shares are directly owned by MFE, (b) 3,444 shares are directly owned by JRM, (c) 6,190,117 shares are directly owned by Fund III, (d) 81,325 shares are directly owned by HM3 Coinvestors, (e) 1,610,277 shares are directly owned by Fund IV, (f) 10,830 shares are directly owned by Private Fund IV, (g) 24,989 shares are directly owned by HM4-EQ Coinvestors, (h) 86,516 shares are directly owned by HM&Co. and (i) 3,391 shares are directly owned by HMCP I.
- F5and (i) 3,504 shares are directly owned by HM Capital Partners I LP, a Delaware limited partnership ("HMCP I").
- F50On July 18, 2016, HM3 Coinvestors sold 379 shares of Voting Common Stock pursuant to the 10b5-1 Plan.
- F51Of the 8,010,989 shares of Voting Common Stock, (a) 479 shares are directly owned by MFE, (b) 3,444 shares are directly owned by JRM, (c) 6,190,117 shares are directly owned by Fund III, (d) 80,946 shares are directly owned by HM3 Coinvestors, (e) 1,610,277 shares are directly owned by Fund IV, (f) 10,830 shares are directly owned by Private Fund IV, (g) 24,989 shares are directly owned by HM4-EQ Coinvestors, (h) 86,516 shares are directly owned by HM&Co. and (i) 3,391 shares are directly owned by HMCP I.
- F52On July 18, 2016, Fund IV sold 7,480 shares of Voting Common Stock pursuant to the 10b5-1 Plan.
- F53Of the 8,003,509 shares of Voting Common Stock, (a) 479 shares are directly owned by MFE, (b) 3,444 shares are directly owned by JRM, (c) 6,190,117 shares are directly owned by Fund III, (d) 80,946 shares are directly owned by HM3 Coinvestors, (e) 1,602,797 shares are directly owned by Fund IV, (f) 10,830 shares are directly owned by Private Fund IV, (g) 24,989 shares are directly owned by HM4-EQ Coinvestors, (h) 86,516 shares are directly owned by HM&Co. and (i) 3,391 shares are directly owned by HMCP I.
- F54On July 18, 2016, Private Fund IV sold 49 shares of Voting Common Stock pursuant to the 10b5-1 Plan.
- F55Of the 8,003,460 shares of Voting Common Stock, (a) 479 shares are directly owned by MFE, (b) 3,444 shares are directly owned by JRM, (c) 6,190,117 shares are directly owned by Fund III, (d) 80,946 shares are directly owned by HM3 Coinvestors, (e) 1,602,797 shares are directly owned by Fund IV, (f) 10,781 shares are directly owned by Private Fund IV, (g) 24,989 shares are directly owned by HM4-EQ Coinvestors, (h) 86,516 shares are directly owned by HM&Co. and (i) 3,391 shares are directly owned by HMCP I.
- F56On July 18, 2016, HM4-EQ Coinvestors sold 116 shares of Voting Common Stock pursuant to the 10b5-1 Plan.
- F57Of the 8,003,344 shares of Voting Common Stock, (a) 479 shares are directly owned by MFE, (b) 3,444 shares are directly owned by JRM, (c) 6,190,117 shares are directly owned by Fund III, (d) 80,946 shares are directly owned by HM3 Coinvestors, (e) 1,602,797 shares are directly owned by Fund IV, (f) 10,781 shares are directly owned by Private Fund IV, (g) 24,873 shares are directly owned by HM4-EQ Coinvestors, (h) 86,516 shares are directly owned by HM&Co. and (i) 3,391 shares are directly owned by HMCP I.
- F58On July 18, 2016, HM&Co. sold 401 shares of Voting Common Stock pursuant to the 10b5-1 Plan.
- F59Of the 8,002,943 shares of Voting Common Stock, (a) 479 shares are directly owned by MFE, (b) 3,444 shares are directly owned by JRM, (c) 6,190,117 shares are directly owned by Fund III, (d) 80,946 shares are directly owned by HM3 Coinvestors, (e) 1,602,797 shares are directly owned by Fund IV, (f) 10,781 shares are directly owned by Private Fund IV, (g) 24,873 shares are directly owned by HM4-EQ Coinvestors, (h) 86,115 shares are directly owned by HM&Co. and (i) 3,391 shares are directly owned by HMCP I.
- F6MFE and JRM are both indirectly beneficially owned by Mr. Muse. However, Mr. Muse disclaims beneficial ownership of the issuer's securities held of record by MFE and JRM except to the extent of his pecuniary interest therein.
- F60On July 18, 2016, HMCP I sold 16 shares of Voting Common Stock pursuant to the 10b5-1 Plan.
- F61Of the 8,002,927 shares of Voting Common Stock, (a) 479 shares are directly owned by MFE, (b) 3,444 shares are directly owned by JRM, (c) 6,190,117 shares are directly owned by Fund III, (d) 80,946 shares are directly owned by HM3 Coinvestors, (e) 1,602,797 shares are directly owned by Fund IV, (f) 10,781 shares are directly owned by Private Fund IV, (g) 24,873 shares are directly owned by HM4-EQ Coinvestors, (h) 86,115 shares are directly owned by HM&Co. and (i) 3,375 shares are directly owned by HMCP I.
- F7On July 14, 2016, JRM sold 61 shares of Voting Common Stock pursuant to the 10b5-1 Plan.
- F8Of the 8,308,269 shares of Voting Common Stock, (a) 486 shares are directly owned by MFE, (b) 3,514 shares are directly owned by JRM, (c) 6,426,350 shares are directly owned by Fund III, (d) 84,036 shares are directly owned by HM3 Coinvestors, (e) 1,663,964 shares are directly owned by Fund IV, (f) 11,192 shares are directly owned by Private Fund IV, (g) 25,822 shares are directly owned by HM4-EQ Coinvestors, (h) 89,401 shares are directly owned by HM&Co. and (i) 3,504 shares are directly owned by HMCP I.
- F9On July 14, 2016, Fund III sold 109,977 shares of Voting Common Stock pursuant to the 10b5-1 Plan.