SEC Form 4 · accession 0001209191-15-020022
ITT INC. · ITT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven C Giuliano
Officer — VP, Finance & CAO
Period of report
Feb 25, 2015
Accepted (ET)
Feb 27, 2015 · 9:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000216228
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 25, 2015 | A | 1,600 | $0.00 | A | 8,495 | D | |
| Common StockF2 | holding | — | — | — | 35 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $41.52 | Feb 25, 2015 | A | 6,110 | A | Feb 25, 2016 | Feb 25, 2025 | Common Stock | 6,110 | 6,110 | D |
Explanation of responses
- F1Reflects an award of restricted stock units, which are scheduled to vest on February 25, 2018.
- F2As of February 27, 2015.
- F3Beginning on February 25, 2016, these options will vest in three equal annual installments.