SEC Form 4 · accession 0000899243-16-014130
ITT INC. · ITT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven C Giuliano
Officer — VP & Chief Accounting Officer
Period of report
Feb 19, 2016
Accepted (ET)
Feb 23, 2016 · 9:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000216228
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 19, 2016 | A | 4,545 | $0.00 | A | 13,119 | D | |
| Common StockF3 | holding | — | — | — | 36 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $33.01 | Feb 19, 2016 | A | 8,745 | A | — | Feb 19, 2026 | Common Stock | 8,745 | 8,745 | D |
Explanation of responses
- F1Reflects an award of restricted stock units, all of which are scheduled to vest on February 19, 2019.
- F2Includes 78.628 shares under a dividend reinvestment plan.
- F3As of February 19, 2016.
- F4The option will vest in three equal annual installments, beginning on February 19, 2017.