SEC Form 4 · accession 0001127602-17-011657
HAVERTY FURNITURE COMPANIES INC · HVT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
H5, L.P.
10% Owner
Period of report
Mar 10, 2017
Accepted (ET)
Mar 14, 2017 · 5:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000216085
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | Mar 10, 2017 | J | 15,000 | $0.00 | D | 464,323 | D | |
| Common StockF2 | Mar 10, 2017 | J | 15,000 | $0.00 | A | 15,000 | D | |
| Common StockF3,F2 | Mar 10, 2017 | S | 9,755 | $22.5926 | D | 5,245 | D | |
| Common StockF4,F2 | Mar 13, 2017 | S | 5,245 | $22.509 | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Conversion of Class A Common Stock into common stock of the Company.
- F2H5, LP, is a limited partnership ("H5"). The partnership's general manager is Pine Hill, LLC, a limited liability company ("PH") of which Rawson Haverty, Jr. is the sole manager. Mr. Haverty disclaims beneficial ownership of shares held by H5 and PH except to the extent of his pecuniary interest.
- F3This transaction was executed in multiple trades at prices ranging from $22.50 to $22.75. The price reported reflects the weighted average sale price. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in the footnote.
- F4This transaction was executed in multiple trades at prices ranging from $22.50 to $22.55. The price reported reflects the weighted average sale price. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in the footnote.