SEC Form 4 · accession 0000215466-19-000069
Coeur Mining, Inc. · CDE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hans John Rasmussen
Officer — SVP, Exploration
Period of report
Mar 6, 2019
Accepted (ET)
Mar 7, 2019 · 4:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000215466
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 6, 2019 | S | 7,500 | $4.776 | D | 295,008 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Options (right to buy)F3 | $11.88 | holding | — | — | — | Oct 1, 2014 | Oct 1, 2023 | Common Stock | 5,598 | 5,598 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $4.77 to $4.7783. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2Includes 70,391 unvested shares of restricted stock
- F3The stock options become exercisable to the extent of one-third on each of the above date, its first anniversary and its second anniversary.