SEC Form 4 · accession 0000215466-19-000042
Coeur Mining, Inc. · CDE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terrence F. Smith
Officer — SVP, Operations
Period of report
Feb 5, 2019
Accepted (ET)
Feb 6, 2019 · 5:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000215466
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 5, 2019 | A | 32,480 | $0.00 | A | 137,814 | D | |
| Common StockF1,F2 | Feb 5, 2019 | F | 4,245 | $5.16 | D | 133,569 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF3 | $9.31 | holding | — | — | — | Mar 26, 2015 | Mar 26, 2024 | Incentive Stock Options (right to buy) | 7,042 | 7,042 | D |
| Common StockF3 | $5.57 | holding | — | — | — | May 13, 2016 | May 13, 2025 | Incentive Stock Options (right to buy) | 21,219 | 21,219 | D |
Explanation of responses
- F1In accordance with the terms of the issuer's incentive compensation plan, these shares have been withheld by the issuer to pay tax due upon the vesting of restricted shares.
- F2Includes 97,750 unvested shares of restricted stock
- F3The stock options become exercisable to the extent of one-third on each of the above date, its first anniversary and its second anniversary.