SEC Form 4 · accession 0000215466-19-000013
Coeur Mining, Inc. · CDE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hans John Rasmussen
Officer — SVP, Exploration
Period of report
Jan 18, 2019
Accepted (ET)
Jan 23, 2019 · 4:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000215466
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 18, 2019 | F | 2,179 | $4.44 | D | 182,259 | D | |
| Common StockF1,F2 | Jan 18, 2019 | F | 10,096 | $4.44 | D | 172,163 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Options (right to buy)F3 | $11.88 | holding | — | — | — | Oct 1, 2014 | Oct 1, 2023 | Common Stock | 5,598 | 5,598 | D |
Explanation of responses
- F1In accordance with the terms of the issuer's incentive compensation plan, these shares have been withheld by the issuer to pay tax due upon the vesting of restricted shares.
- F2Includes 35,118 unvested shares of restricted stock
- F3The stock options become exercisable to the extent of one-third on each of the above date, its first anniversary and its second anniversary.