SEC Form 4 · accession 0000215466-18-000028
Coeur Mining, Inc. · CDE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Casey M. Nault
Officer — SVP & General Counsel
Period of report
Feb 6, 2018
Accepted (ET)
Feb 6, 2018 · 5:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000215466
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Feb 6, 2018 | A | 58,622 | $0.00 | A | 236,817 | D | |
| Common Stock, par value $0.01 per shareF1 | Feb 6, 2018 | F | 17,177 | $8.03 | D | 219,640 | D | |
| Common Stock, par value $0.01 per share | Feb 6, 2018 | A | 29,312 | $0.00 | A | 248,952 | D | |
| Common Stock, par value $0.01 per shareF1,F2 | Feb 6, 2018 | F | 8,589 | $8.03 | D | 240,363 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Options (right to buy)F3 | $19.01 | holding | — | — | — | May 7, 2013 | May 7, 2022 | Common Stock | 8,266 | 8,266 | D |
| Non-qualified Stock Options (right to buy)F3 | $19.01 | holding | — | — | — | May 7, 2013 | May 7, 2022 | Common Stock | 770 | 770 | D |
| Incentive Stock Options (right to buy)F3 | $23.90 | holding | — | — | — | Jan 22, 2014 | Jan 22, 2023 | Common Stock | 4,184 | 4,184 | D |
| Non-qualified Stock Options (right to buy)F3 | $23.90 | holding | — | — | — | Jan 22, 2014 | Jan 22, 2023 | Common Stock | 4,987 | 4,987 | D |
Explanation of responses
- F1In accordance with the terms of the issuer's incentive compensation plan, these shares have been withheld by the issuer to pay tax due upon the payout under a performance share award.
- F2Includes 55,527 unvested shares of restricted stock.
- F3The stock options become exercisable to the extent of one-third on each of the above date, its first anniversary and its second anniversary.