SEC Form 4 · accession 0000215466-17-000131
Coeur Mining, Inc. · CDE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Spurbeck
Officer — VP, Finance & CAO
Period of report
Nov 3, 2017
Accepted (ET)
Nov 3, 2017 · 5:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000215466
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1,F2 | Nov 3, 2017 | S | 15,000 | $7.42 | D | 100,194 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Options (right to buy)F3 | $11.12 | holding | — | — | — | Jan 17, 2015 | Jan 17, 2024 | Common Stock | 22,779 | 22,779 | D |
| Non-qualified Stock Options (right to buy)F3 | $11.12 | holding | — | — | — | Jan 17, 2015 | Jan 17, 2024 | Common Stock | 9,638 | 9,638 | D |
| Incentive Stock Options (right to buy)F3 | $1.81 | holding | — | — | — | Jan 20, 2017 | Jan 20, 2026 | Common Stock | 116,279 | 116,279 | D |
| Non-qualified Stock Options (right to buy)F3 | $1.81 | holding | — | — | — | Jan 20, 2017 | Jan 20, 2026 | Common Stock | 32,800 | 32,800 | D |
Explanation of responses
- F1The reported transaction was executed in multiple trades at prices ranging from $7.420 to $7.425. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the reported transaction was effected.
- F2Includes 84,194 unvested shares of restricted stock.
- F3The stock options become exercisable to the extent of one-third on each of the above date, its first anniversary and its second anniversary.