SEC Form 4 · accession 0000215466-17-000115
Coeur Mining, Inc. · CDE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank L. Hanagarne Jr.
Officer — SVP & Chief Operating Officer
Period of report
Oct 2, 2017
Accepted (ET)
Oct 3, 2017 · 5:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000215466
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF2 | Oct 2, 2017 | S | 10,310 | $9.29 | D | 207,358 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Options (right to buy)F3 | $20.90 | holding | — | — | — | Oct 3, 2012 | Oct 3, 2021 | Common Stock | 3,249 | 3,249 | D |
| Incentive Stock Options (right to buy)F3 | $27.66 | holding | — | — | — | Jan 31, 2013 | Jan 31, 2022 | Common Stock | 3,615 | 3,615 | D |
| Non-qualified Stock Options (right to buy)F3 | $27.66 | holding | — | — | — | Jan 31, 2013 | Jan 31, 2022 | Common Stock | 6,239 | 6,239 | D |
| Incentive Stock Options (right to buy)F3 | $23.90 | holding | — | — | — | Jan 22, 2014 | Jan 22, 2023 | Common Stock | 4,184 | 4,184 | D |
| Non-qualified Stock Options (right to buy)F3 | $23.90 | holding | — | — | — | Jan 22, 2014 | Jan 22, 2023 | Common Stock | 8,773 | 8,773 | D |
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 selling plan adopted by the reporting person effective June 7, 2017 (as disclosed in the Registrant's Quarterly Report on Form 10-Q for the quarterly period ended June 30, 2017).
- F2Includes 157,234 unvested shares of restricted stock.
- F3The stock options become exercisable to the extent of one-third on each of the above date, its first anniversary and its second anniversary.