SEC Form 4 · accession 0000215466-17-000090
Coeur Mining, Inc. · CDE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Spurbeck
Officer — Vice President, Finance
Period of report
Jun 8, 2017
Accepted (ET)
Jun 12, 2017 · 5:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000215466
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Jun 8, 2017 | M | 16,400 | $1.81 | A | 141,094 | D | |
| Common Stock, par value $0.01 per shareF1,F2 | Jun 8, 2017 | S | 16,400 | $9.755 | D | 124,694 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Options (right to buy)F3 | $1.81 | Jun 8, 2017 | M | 16,400 | D | Jan 20, 2017 | Jan 20, 2026 | Common Stock | 16,400 | 32,800 | D |
| Incentive Stock Options (right to buy)F3 | $11.12 | holding | — | — | — | Jan 17, 2015 | Jan 17, 2024 | Common Stock | 22,779 | 22,779 | D |
| Non-qualified Stock Options (right to buy)F3 | $11.12 | holding | — | — | — | Jan 17, 2015 | Jan 17, 2024 | Common Stock | 9,638 | 9,638 | D |
| Incentive Stock Options (right to buy)F3 | $1.81 | holding | — | — | — | Jan 20, 2017 | Jan 20, 2026 | Common Stock | 116,279 | 116,279 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $9.750 to $9.770. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2Includes 84,194 unvested shares of restricted stock.
- F3The stock options become exercisable to the extent of one-third on each of the above date, its first anniversary and its second anniversary.