SEC Form 4 · accession 0000215466-17-000038
Coeur Mining, Inc. · CDE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Casey M. Nault
Officer — SVP & General Counsel
Period of report
Jan 17, 2017
Accepted (ET)
Jan 19, 2017 · 5:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000215466
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Jan 17, 2017 | A | 7,664 | $0.00 | A | 193,558 | D | |
| Common Stock, par value $0.01 per shareF1 | Jan 17, 2017 | F | 6,739 | $11.60 | D | 186,819 | D | |
| Common Stock, par value $0.01 per shareF2 | Jan 18, 2017 | A | 29,424 | $0.00 | A | 216,243 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Options (right to buy)F3 | $19.01 | holding | — | — | — | May 7, 2013 | May 7, 2022 | Common Stock | 8,266 | 8,266 | D |
| Non-qualified Stock Options (right to buy)F3 | $19.01 | holding | — | — | — | May 7, 2013 | May 7, 2022 | Common Stock | 770 | 770 | D |
| Incentive Stock Options (right to buy)F3 | $23.90 | holding | — | — | — | Jan 22, 2014 | Jan 22, 2023 | Common Stock | 4,184 | 4,184 | D |
| Non-qualified Stock Options (right to buy)F3 | $23.90 | holding | — | — | — | Jan 22, 2014 | Jan 22, 2023 | Common Stock | 4,987 | 4,987 | D |
Explanation of responses
- F1In accordance with the terms of the issuer's incentive compensation plan, these shares have been withheld by the issuer to pay tax due upon the vesting of restricted shares and payout under a performance share award.
- F2Includes 163,213 unvested shares of restricted stock.
- F3The stock options become exercisable to the extent of one-third on each of the above date, its first anniversary and its second anniversary.