SEC Form 4 · accession 0000215466-17-000004
Coeur Mining, Inc. · CDE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mitchell J Krebs
Officer — President and CEO · Director
Period of report
Jan 5, 2017
Accepted (ET)
Jan 6, 2017 · 4:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000215466
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF2 | Jan 5, 2017 | S | 73,142 | $10.13 | D | 548,120 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Options (right to buy) | $39.90 | holding | — | — | — | Mar 20, 2008 | Mar 20, 2017 | Common Stock | 2,051 | 2,051 | D |
| Incentive Stock Options (right to buy) | $48.50 | holding | — | — | — | Jan 10, 2009 | Jan 10, 2018 | Common Stock | 2,062 | 2,062 | D |
| Non-qualified Stock Options (right to buy) | $48.50 | holding | — | — | — | Jan 10, 2009 | Jan 10, 2018 | Common Stock | 121 | 121 | D |
| Incentive Stock Options (right to buy) | $10.00 | holding | — | — | — | Feb 3, 2010 | Feb 3, 2019 | Common Stock | 3,333 | 3,333 | D |
| Non-qualified Stock Options (right to buy) | $10.00 | holding | — | — | — | Feb 3, 2010 | Feb 3, 2019 | Common Stock | 1,400 | 1,400 | D |
| Stock Appreciation Rights | $10.00 | holding | — | — | — | Feb 3, 2010 | Feb 3, 2019 | Common Stock | 5,542 | 5,542 | D |
| Stock Appreciation Rights | $15.40 | holding | — | — | — | Mar 2, 2011 | Mar 2, 2020 | Common Stock | 13,167 | 13,167 | D |
| Incentive Stock Options (right to buy)F3 | $27.45 | holding | — | — | — | Jan 3, 2012 | Jan 3, 2021 | Common Stock | 3,642 | 3,642 | D |
| Non-qualified Stock Options (right to buy)F3 | $27.45 | holding | — | — | — | Jan 3, 2012 | Jan 3, 2021 | Common Stock | 7,854 | 7,854 | D |
| Incentive Stock Options (right to buy)F3 | $27.66 | holding | — | — | — | Jan 31, 2013 | Jan 31, 2022 | Common Stock | 3,615 | 3,615 | D |
| Non-qualified Stock Options (right to buy)F3 | $27.66 | holding | — | — | — | Jan 31, 2013 | Jan 31, 2022 | Common Stock | 19,016 | 19,016 | D |
| Incentive Stock Options (right to buy)F3 | $23.90 | holding | — | — | — | Jan 22, 2014 | Jan 22, 2023 | Common Stock | 4,184 | 4,184 | D |
| Non-qualified Stock Options (right to buy)F3 | $23.90 | holding | — | — | — | Jan 22, 2014 | Jan 22, 2023 | Common Stock | 26,303 | 26,303 | D |
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 selling plan previously adopted by the reporting person and previously disclosed by the Company.
- F2Includes 450,410 unvested shares of restricted stock.
- F3The stock options become exercisable to the extent of one-third on each of the above date, its first anniversary and its second anniversary.