SEC Form 4 · accession 0000215466-16-000220
Coeur Mining, Inc. · CDE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter C. Mitchell
Officer — SVP & Chief Financial Officer
Period of report
Aug 8, 2016
Accepted (ET)
Aug 9, 2016 · 4:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000215466
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Aug 8, 2016 | M | 7,861 | $12.72 | A | 270,260 | D | |
| Common Stock, par value $0.01 per share | Aug 8, 2016 | M | 8,296 | $12.72 | A | 278,556 | D | |
| Common Stock, par value $0.01 per shareF1,F2 | Aug 8, 2016 | S | 16,157 | $15.884 | D | 262,399 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Options (right to buy)F3 | $12.72 | Aug 8, 2016 | M | 7,861 | D | Jul 1, 2014 | Jul 1, 2023 | Common Stock | 7,861 | 0 | D |
| Non-qualified Stock Options (right to buy)F3 | $12.72 | Aug 8, 2016 | M | 8,296 | D | Jul 1, 2014 | Jul 1, 2023 | Common Stock | 8,296 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $15.865 to $15.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2Includes 207,882 unvested shares of restricted stock.
- F3The stock options became exercisable to the extent of one-third on each of the above date, its first anniversary and its second anniversary.