SEC Form 4 · accession 0000215466-16-000150
Coeur Mining, Inc. · CDE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Spurbeck
Officer — Vice President, Finance
Period of report
Jan 20, 2016
Accepted (ET)
Jan 22, 2016 · 2:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000215466
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Jan 20, 2016 | A | 78,625 | $0.00 | A | 122,187 | D | |
| Common Stock, par value $0.01 per shareF2,F1 | Jan 20, 2016 | F | 2,184 | $1.81 | D | 120,003 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Options (right to buy)F3 | $1.81 | Jan 20, 2016 | A | 116,279 | A | Jan 20, 2017 | Jan 20, 2026 | Common Stock | 116,279 | 116,279 | D |
| Non-qualified Stock Options (right to buy)F3 | $1.81 | Jan 20, 2016 | A | 49,200 | A | Jan 20, 2017 | Jan 20, 2026 | Common Stock | 49,200 | 49,200 | D |
| Incentive Stock Options (right to buy)F3 | $11.12 | holding | — | — | — | Jan 17, 2015 | Jan 17, 2024 | Common Stock | 22,779 | 22,779 | D |
| Non-qualified Stock Options (right to buy)F3 | $11.12 | holding | — | — | — | Jan 17, 2015 | Jan 17, 2024 | Common Stock | 9,638 | 9,638 | D |
Explanation of responses
- F1Includes 101,609 unvested shares of restricted stock.
- F2In accordance with the terms of the issuer's incentive compensation plan, these shares have been withheld by the issuer to pay tax due upon the vesting of restricted shares.
- F3The stock options become exercisable to the extent of one-third on each of the above date, its first anniversary and its second anniversary.