SEC Form 4 · accession 0000215466-16-000143
Coeur Mining, Inc. · CDE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter C. Mitchell
Officer — SVP & Chief Financial Officer
Period of report
Jan 20, 2016
Accepted (ET)
Jan 22, 2016 · 2:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000215466
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Jan 20, 2016 | A | 159,116 | $0.00 | A | 271,919 | D | |
| Common Stock, par value $0.01 per shareF2,F1 | Jan 20, 2016 | F | 6,908 | $1.81 | D | 265,011 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Options (right to buy)F3 | $12.72 | holding | — | — | — | Jul 1, 2014 | Jul 1, 2023 | Common Stock | 7,861 | 7,861 | D |
| Non-qualified Stock Options (right to buy)F3 | $12.72 | holding | — | — | — | Jul 1, 2014 | Jul 1, 2023 | Common Stock | 8,296 | 8,296 | D |
Explanation of responses
- F1Includes 216,531 unvested shares of restricted stock.
- F2In accordance with the terms of the issuer's incentive compensation plan, these shares have been withheld by the issuer to pay tax due upon the vesting of restricted shares.
- F3The stock options become exercisable to the extent of one-third on each of the above date, its first anniversary and its second anniversary.