SEC Form 4 · accession 0000215466-16-000142
Coeur Mining, Inc. · CDE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Casey M. Nault
Officer — SVP & General Counsel
Period of report
Jan 20, 2016
Accepted (ET)
Jan 22, 2016 · 2:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000215466
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Jan 20, 2016 | A | 107,734 | $0.00 | A | 197,999 | D | |
| Common Stock, par value $0.01 per shareF2,F1 | Jan 20, 2016 | F | 4,905 | $1.81 | D | 193,094 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Options (right to buy)F3 | $19.01 | holding | — | — | — | May 7, 2013 | May 7, 2022 | Common Stock | 8,266 | 8,266 | D |
| Non-qualified Stock Options (right to buy)F3 | $19.01 | holding | — | — | — | May 7, 2013 | May 7, 2022 | Common Stock | 770 | 770 | D |
| Incentive Stock Options (right to buy)F3 | $23.90 | holding | — | — | — | Jan 22, 2014 | Jan 22, 2023 | Common Stock | 4,184 | 4,184 | D |
| Non-qualified Stock Options (right to buy)F3 | $23.90 | holding | — | — | — | Jan 22, 2014 | Jan 22, 2023 | Common Stock | 4,987 | 4,987 | D |
Explanation of responses
- F1Includes 163,944 unvested shares of restricted stock.
- F2In accordance with the terms of the issuer's incentive compensation plan, these shares have been withheld by the issuer to pay tax due upon the vesting of restricted shares.
- F3The stock options become exercisable to the extent of one-third on each of the above date, its first anniversary and its second anniversary.