SEC Form 4 · accession 0000215419-15-000013
CHECKPOINT SYSTEMS INC · CKP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carol P. Roy
Officer — Sr. VP Global Human Resources
Period of report
Feb 27, 2015
Accepted (ET)
Mar 3, 2015 · 6:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000215419
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF5 | Feb 22, 2015 | F | 363 | $13.49 | D | 653 | D | |
| Common StockF5 | Feb 27, 2015 | F | 551 | $13.5625 | D | 989 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4 | $13.5625 | Feb 27, 2015 | A | 11,110 | A | Feb 27, 2016 | Feb 27, 2026 | Common | 11,110 | 11,110 | D |
| Employee Stock Option (right to buy)F3 | $13.5625 | Feb 27, 2015 | A | 14,810 | D | Feb 27, 2018 | Feb 27, 2026 | Common Stock | 14,810 | 14,810 | D |
| Restricted Stock UnitsF1,F2 | — | Feb 27, 2015 | A | 5,000 | A | Feb 27, 2016 | Feb 27, 2026 | Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of CKP common stock.
- F2The Restricted Stock Units will vest in three equal installments beginning on February 27, 2016.
- F3The stock option will cliff vest on February 27, 2018.
- F4The stock option will vest in three equal installments beginning on February 27, 2016.
- F5Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of the restricted stock units on February 27, 2015.