SEC Form 4 · accession 0001209191-18-001565
COHU INC · COHU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James A Donahue
Director
Period of report
Jan 1, 2018
Accepted (ET)
Jan 3, 2018 · 8:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021535
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 1, 2018 | F | 23,903 | $0.00 | D | 382,819 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares to cover tax obligations for 68,284 Deferred Stock Units (DSUs) that were settled on January 1, 2018. The settled DSUs were based on the following previously vested RSUs and PSUs with deferred issuance to January 1, 2018: RSUs in the amounts of 13,002 (vested 3/26/14); 13,001 (vested 3/26/15); 13,001 (vested 3/26/16); and 13,001 (vested 3/26/17). PSUs in the amounts of 5,427 (vested 3/26/14); 5,427 (vested 3/26/15); and 5,425 (vested 3/26/16).
- F2Includes 39,711 Restricted Stock Units (RSUs) and 2,780 Deferred Stock Units (DSUs). Each RSU represents a contingent right to receive one share of Cohu, Inc. Common Stock upon vesting (assuming continued service to the Board). Each DSU is equal to one share Cohu, Inc. Common Stock and will be settled through the issuance of common stock (i) upon the reporting person's termination of service as a director or (ii) at certain specified future dates.