SEC Form 4 · accession 0001179110-18-014066
COHERENT INC · COHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Merk
Officer — EVP & GM, ILS
Period of report
Dec 15, 2018
Accepted (ET)
Dec 18, 2018 · 4:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021510
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 15, 2018 | M | 1,147 | $0.00 | A | 5,991 | D | |
| Common StockF2,F1 | Dec 15, 2018 | F | 593 | $111.03 | D | 5,398 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units | $0.00 | Dec 15, 2018 | M | 1,147 | D | Dec 15, 2018 | Dec 15, 2018 | Common Stock | 1,147 | 4,588 | D |
Explanation of responses
- F1Includes 3,968 Restricted Stock Units.
- F2Represents shares withheld to satisfy minimum tax withholding obligations for released restricted stock units.