SEC Form 4 · accession 0001179110-17-014137
COHERENT INC · COHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Stewart Sobey
Officer — EVP
Period of report
Nov 13, 2017
Accepted (ET)
Nov 14, 2017 · 5:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021510
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 13, 2017 | M | 2,868 | $0.00 | A | 19,108 | D | |
| Common StockF1 | Nov 13, 2017 | F | 1,497 | $301.32 | D | 17,611 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units | $0.00 | Nov 13, 2017 | M | 2,868 | D | Nov 13, 2017 | Nov 13, 2017 | Common Stock | 2,868 | 16,912 | D |
Explanation of responses
- F1Represents shares withheld to satisfy minimum tax withholding obligations for released restricted stock units.