SEC Form 4 · accession 0001179110-17-014135
COHERENT INC · COHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bret DiMarco
Officer — Exec VP & General Counsel
Period of report
Nov 13, 2017
Accepted (ET)
Nov 14, 2017 · 5:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021510
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 13, 2017 | M | 2,500 | $0.00 | A | 8,601 | I | Family Trust |
| Common StockF1 | Nov 13, 2017 | F | 1,305 | $301.32 | D | 7,296 | I | Family Trust |
| Common StockF2,F3 | Nov 14, 2017 | S | 300 | $300.43 | D | 6,996 | I | Family Trust |
| Common StockF2,F4 | Nov 14, 2017 | S | 595 | $302.1014 | D | 6,401 | I | Family Trust |
| Common StockF2,F5 | Nov 14, 2017 | S | 300 | $302.9267 | D | 6,101 | I | Family Trust |
| Common Stock | holding | — | — | — | 2,198 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units | $0.00 | Nov 13, 2017 | M | 2,500 | D | Nov 13, 2017 | Nov 13, 2017 | Common Stock | 2,500 | 15,677 | D |
Explanation of responses
- F1Represents shares withheld to satisfy minimum tax withholding obligations for released restricted stock units.
- F2Sold Pursuant to a Rule 10b5-1 sales plan adopted on February 21, 2017.
- F3Represents the weighted average sales price for the shares. The range of prices for such sales was $299.97 to $300.73. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.
- F4Represents the weighted average sales price for the shares. The range of prices for such sales was $301.62 to $302.60. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.
- F5Represents the weighted average sales price for the shares. The range of prices for such sales was $302.74 to $303.21. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.