SEC Form 4 · accession 0001179110-17-014131
COHERENT INC · COHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Ambroseo
Officer — Pres. and CEO · Director
Period of report
Nov 13, 2017
Accepted (ET)
Nov 14, 2017 · 5:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021510
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 10, 2017 | G | 6,500 | $0.00 | D | 120,450 | I | Family Trust |
| Common Stock | Nov 13, 2017 | M | 5,500 | $0.00 | A | 125,950 | I | Family Trust |
| Common StockF1 | Nov 13, 2017 | F | 2,870 | $301.32 | D | 123,080 | I | Family Trust |
| Common Stock | holding | — | — | — | 7,492 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Restricted Stock Units | $0.00 | Nov 13, 2017 | M | 5,500 | D | Nov 13, 2017 | Nov 13, 2017 | Common Stock | 5,500 | 89,559 | D |
Explanation of responses
- F1Represents shares withheld to satisfy minimum tax withholding obligations for released restricted stock units.