SEC Form 4 · accession 0001179110-17-009731
COHERENT INC · COHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
L William Krause
Director
Period of report
Jun 26, 2017
Accepted (ET)
Jun 28, 2017 · 5:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021510
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 26, 2017 | M | 6,000 | $32.00 | A | 9,500 | I | by Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (right to buy)F3,F2 | $32.00 | Jun 26, 2017 | M | 6,000 | D | — | Apr 1, 2020 | Common Stock | 6,000 | 1,293 | D |
Explanation of responses
- F1Exercised shares issued to family trust.
- F2The shares subject to the option are fully vested and exercisable.
- F3Includes shares subject to an unvested RSU award.