SEC Form 4 · accession 0001179110-17-007922
COHERENT INC · COHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Ambroseo
Officer — Pres. and CEO · Director
Period of report
May 22, 2017
Accepted (ET)
May 24, 2017 · 5:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021510
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 23, 2017 | G | 4,570 | $0.00 | D | 150,191 | I | Family Trust |
| Common StockF1 | Apr 28, 2017 | J | 126 | $86.768 | A | 150,317 | I | Family Trust |
| Common Stock | May 15, 2017 | G | 1,500 | $0.00 | D | 148,817 | I | Family Trust |
| Common StockF2,F3 | May 22, 2017 | S | 3,100 | $246.511 | D | 145,717 | I | Family Trust |
| Common StockF2,F4 | May 22, 2017 | S | 9,793 | $247.465 | D | 135,924 | I | Family Trust |
| Common StockF2,F5 | May 22, 2017 | S | 7,135 | $248.473 | D | 128,789 | I | Family Trust |
| Common StockF2,F6 | May 22, 2017 | S | 3,904 | $249.636 | D | 124,885 | I | Family Trust |
| Common StockF2,F7 | May 22, 2017 | S | 1,038 | $250.046 | D | 123,847 | I | Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchase under employee stock purchase plan.
- F2Sold Pursuant to a Rule 10b5-1 sales plan adopted on February 21, 2017.
- F3Represents the weighted average sales price for the shares. The range of prices for such sales was $246.00 to $246.99. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.
- F4Represents the weighted average sales price for the shares. The range of prices for such sales was $247.01 to $248.00. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.
- F5Represents the weighted average sales price for the shares. The range of prices for such sales was $248.01 to $249.00. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.
- F6Represents the weighted average sales price for the shares. The range of prices for such sales was $249.01 to $249.96. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.
- F7Represents the weighted average sales price for the shares. The range of prices for such sales was $250.03 to $250.09. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.