SEC Form 4 · accession 0001179110-17-003115
COHERENT INC · COHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin S. Palatnik
Officer — Chief Financial Officer
Period of report
Feb 22, 2017
Accepted (ET)
Feb 24, 2017 · 4:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021510
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 31, 2016 | J | 267 | $77.095 | A | 267 | D | |
| Common Stock | Feb 22, 2017 | M | 5,250 | $0.00 | A | 5,517 | D | |
| Common StockF2 | Feb 22, 2017 | F | 1,990 | $189.84 | D | 3,527 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units | $0.00 | Feb 22, 2017 | M | 5,250 | D | Feb 22, 2017 | Feb 22, 2017 | Common Stock | 5,250 | 29,625 | D |
Explanation of responses
- F1Purchase under employee stock purchase plan.
- F2Represents shares withheld to satisfy minimum tax withholding obligations for released restricted stock units.