SEC Form 4 · accession 0001179110-16-031286
COHERENT INC · COHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Luis Spinelli
Officer — Exec VP, CTO
Period of report
Oct 31, 2016
Accepted (ET)
Nov 7, 2016 · 4:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021510
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 31, 2016 | J | 71 | $77.095 | A | 6,171 | D | |
| Common Stock | Nov 3, 2016 | M | 1,227 | $0.00 | A | 7,398 | D | |
| Common StockF2 | Nov 3, 2016 | F | 462 | $114.58 | D | 6,936 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units | $0.00 | Nov 3, 2016 | M | 1,227 | D | Nov 3, 2016 | Nov 3, 2016 | Common Stock | 1,227 | 12,373 | D |
Explanation of responses
- F1Purchase under employee stock purchase plan.
- F2Represents shares withheld to satisfy minimum tax withholding obligations for released restricted stock units.