SEC Form 4 · accession 0001179110-16-031284
COHERENT INC · COHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul F Sechrist
Officer — EVP Worldwide Sales & Services
Period of report
Apr 29, 2015
Accepted (ET)
Nov 7, 2016 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021510
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 29, 2016 | J | 375 | $47.498 | A | 3,846 | I | by Family Trust |
| Common StockF1 | Oct 31, 2016 | J | 45 | $77.095 | A | 3,891 | I | by Family Trust |
| Common Stock | Nov 3, 2016 | M | 2,092 | $0.00 | A | 5,983 | I | by Family Trust |
| Common StockF2 | Nov 3, 2016 | F | 787 | $114.58 | D | 5,196 | I | by Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units | $0.00 | Nov 3, 2016 | M | 2,092 | D | Nov 3, 2016 | Nov 3, 2016 | Common Stock | 2,092 | 21,103 | D |
Explanation of responses
- F1Purchase under employee stock purchase plan.
- F2Represents shares withheld to satisfy minimum tax withholding obligations for released restricted stock units.