SEC Form 4 · accession 0001179110-16-031133
COHERENT INC · COHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bret DiMarco
Officer — Exec VP & General Counsel
Period of report
Oct 31, 2016
Accepted (ET)
Nov 3, 2016 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021510
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 31, 2016 | J | 53 | $77.095 | A | 11,520 | D | |
| Common StockF2,F3 | Nov 1, 2016 | S | 473 | $102.103 | D | 11,047 | D | |
| Common StockF2,F4 | Nov 1, 2016 | S | 471 | $103.376 | D | 10,576 | D | |
| Common StockF2,F5 | Nov 1, 2016 | S | 300 | $104.507 | D | 10,276 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchase under employee stock purchase plan.
- F2Sold Pursuant to a Rule 10b5-1 sales plan adopted on May 9, 2016.
- F3Represents the weighted average sales price for the shares. The range of prices for such sales was $101.92 to $102.26. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.
- F4Represents the weighted average sales price for the shares. The range of prices for such sales was $102.98 to $103.91. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.
- F5Represents the weighted average sales price for the shares. The range of prices for such sales was $104.49 to $104.54. The reporting person will provide upon request full information regarding the number of shares sold at each separate price