SEC Form 4 · accession 0001179110-16-029929
COHERENT INC · COHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Ambroseo
Officer — Pres. and CEO · Director
Period of report
Nov 19, 2015
Accepted (ET)
Sep 22, 2016 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021510
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 19, 2015 | G | 4,000 | $0.00 | D | 185,984 | I | Family Trust |
| Common Stock | Nov 20, 2015 | G | 4,000 | $0.00 | D | 181,984 | I | Family Trust |
| Common StockF1 | Apr 29, 2016 | A | 230 | $47.498 | A | 182,214 | I | Family Trust |
| Common Stock | Aug 1, 2016 | G | 5,000 | $0.00 | D | 177,214 | I | Family Trust |
| Common Stock | Aug 15, 2016 | G | 1,000 | $0.00 | D | 176,214 | I | Family Trust |
| Common StockF2 | Sep 21, 2016 | S | 25,979 | $110.00 | D | 150,235 | I | Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchase under employee stock purchase plan.
- F2Sold Pursuant to a Rule 10b5-1 sales plan adopted on May 26, 2016.