SEC Form 4 · accession 0001179110-16-028350
COHERENT INC · COHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
L William Krause
Director
Period of report
Aug 3, 2016
Accepted (ET)
Aug 5, 2016 · 4:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021510
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 3, 2016 | M | 4,811 | $20.20 | A | 4,811 | D | |
| Common Stock | Aug 3, 2016 | S | 4,811 | $106.10 | D | 0 | D | |
| Common Stock | Aug 4, 2016 | M | 17,974 | $20.20 | A | 17,974 | D | |
| Common Stock | Aug 4, 2016 | S | 17,974 | $106.101 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option(right to buy)F1 | $20.20 | Aug 3, 2016 | M | 4,811 | D | — | Jun 4, 2019 | Common Stock | 4,811 | 28,689 | D |
| Non Qualified Stock Option(right to buy)F1 | $20.20 | Aug 4, 2016 | M | 17,974 | D | — | Jun 4, 2019 | Common Stock | 17,974 | 10,715 | D |
Explanation of responses
- F1The shares subject to the option are fully vested and exercisable.