SEC Form 4 · accession 0001179110-15-014530
COHERENT INC · COHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bret DiMarco
Officer — Exec VP & General Counsel
Period of report
Apr 30, 2015
Accepted (ET)
Nov 5, 2015 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021510
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 30, 2015 | J | 328 | $51.00 | A | 10,429 | D | |
| Common StockF1 | Oct 30, 2015 | J | 62 | $46.07 | D | 10,491 | D | |
| Common Stock | Nov 3, 2015 | M | 2,139 | $0.00 | A | 12,630 | D | |
| Common StockF2 | Nov 3, 2015 | F | 804 | $56.34 | D | 11,826 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units | $0.00 | Nov 3, 2015 | M | 2,139 | D | Nov 3, 2015 | Nov 3, 2015 | Common Stock | 2,139 | 18,160 | D |
Explanation of responses
- F1Purchase under employee stock purchase plan.
- F2Represents shares withheld to satisfy minimum tax withholding obligations for released restricted stock units.